HEARTWARE INTL INC

CUSIP: 422368AA8 Class: NOTE

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 2,500,000 Value ($000) $2,853 Avg Close — Range —
Q4 2014
Shares 2,500,000 Value ($000) $2,647 Avg Close — Range —
Q3 2014
Shares 2,500,000 Value ($000) $2,774 Avg Close — Range —
Q2 2014
Shares 2,000,000 Value ($000) $2,353 Avg Close — Range —
Q1 2014
Shares 2,000,000 Value ($000) $2,425 Avg Close — Range —
Q4 2013
Shares 2,000,000 Value ($000) $2,422 Avg Close — Range —
Q3 2013
Shares 2,000,000 Value ($000) $2,216 Avg Close — Range —
Q2 2013
Shares 2,000,000 Value ($000) $2,516 Avg Close — Range —