HELIOS ADVANTAGE INCOME FD I

CUSIP: 42327W206 Class: COM NEW

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 40,911 Value ($000) $349 Avg Close — Range —
Q2 2013
Shares 53,688 Value ($000) $447 Avg Close — Range —