HELIOS ADVANTAGE INCOME FD I

CUSIP: 42327W206 Class: COM NEW

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 610 Value ($000) $6 Avg Close — Range —
Q1 2014
Shares 843 Value ($000) $8 Avg Close — Range —
Q2 2013
Shares 416 Value ($000) $3 Avg Close — Range —