HELIOS ADVANTAGE INCOME FD I

CUSIP: 42327W206 Class: COM NEW

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 271 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 265 Value ($000) $2 Avg Close — Range —
Q3 2013
Shares 1,300 Value ($000) $11 Avg Close — Range —