HELIOS MULTI SEC HI INC FD I

CUSIP: 42327Y202 Class: COM NEW

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 135,222 Value ($000) $813 Avg Close — Range —
Q3 2013
Shares 25,875 Value ($000) $150 Avg Close — Range —
Q2 2013
Shares 23,175 Value ($000) $133 Avg Close — Range —