HELIOS STRATEGIC INCOME FD I

CUSIP: 42328A203 Class: COM NEW

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 13,049 Value ($000) $87 Avg Close — Range —
Q3 2013
Shares 13,049 Value ($000) $83 Avg Close — Range —
Q2 2013
Shares 13,049 Value ($000) $80 Avg Close — Range —