HELIOS STRATEGIC INCOME FD I

CUSIP: 42328A203 Class: COM NEW

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 12,847 Value ($000) $87 Avg Close — Range —
Q4 2013
Shares 12,847 Value ($000) $85 Avg Close — Range —
Q3 2013
Shares 13,547 Value ($000) $87 Avg Close — Range —
Q2 2013
Shares 16,910 Value ($000) $103 Avg Close — Range —