HELIOS STRATEGIC INCOME FD I

CUSIP: 42328A203 Class: COM NEW

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 131,736 Value ($000) $908 Avg Close — Range —
Q1 2014
Shares 174,771 Value ($000) $1,185 Avg Close — Range —
Q4 2013
Shares 177,271 Value ($000) $1,176 Avg Close — Range —
Q3 2013
Shares 177,271 Value ($000) $1,126 Avg Close — Range —
Q2 2013
Shares 177,271 Value ($000) $1,083 Avg Close — Range —