HELIOS STRATEGIC INCOME FD I

CUSIP: 42328A203 Class: COM NEW

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 3,869 Value ($000) $26,657 Avg Close — Range —
Q4 2013
Shares 22,638 Value ($000) $150 Avg Close — Range —
Q3 2013
Shares 37,911 Value ($000) $241 Avg Close — Range —
Q2 2013
Shares 74,631 Value ($000) $456 Avg Close — Range —