HELIOS STRATEGIC INCOME FD I

CUSIP: 42328A203 Class: COM NEW

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 300 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 800 Value ($000) $5 Avg Close — Range —
Q3 2013
Shares 501 Value ($000) $3 Avg Close — Range —
Q2 2013
Shares 300 Value ($000) $2 Avg Close — Range —