HELIOS HIGH YIELD FD

CUSIP: 42328Q109 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 1,396 Value ($000) $14 Avg Close — Range —
Q3 2013
Shares 293 Value ($000) $3 Avg Close — Range —
Q2 2013
Shares 100 Value ($000) $1 Avg Close — Range —