HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

BARCLAYS PLC's Holding History (CIK: 0000312069)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 4 Value ($000) $0 Avg Close $7.98 Range $6.51 - $9.05

Q3 2019

Shares 29 Value ($000) $0 Avg Close $9.89 Range $9.16 - $11.21

Q2 2017

Shares 1,473 Value ($000) $22 Avg Close $16.07 Range $13.88 - $19.87

Q1 2017

Shares 120 Value ($000) $2 Avg Close $18.38 Range $16.07 - $21.60

Q3 2016

Shares 36 Value ($000) $1 Avg Close $23.60 Range $21.67 - $26.31

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	4	$0	$7.98	$6.51 - $9.05
Q3 2019	29	$0	$9.89	$9.16 - $11.21
Q2 2017	1,473	$22	$16.07	$13.88 - $19.87
Q1 2017	120	$2	$18.38	$16.07 - $21.60
Q3 2016	36	$1	$23.60	$21.67 - $26.31