HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

KENNEDY CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000884589)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 53,645 Value ($000) $630 Avg Close $7.82 Range $7.00 - $8.67

Q4 2013

Shares 53,645 Value ($000) $630 Avg Close $7.44 Range $6.04 - $8.00

Q3 2013

Shares 53,645 Value ($000) $504 Avg Close $5.42 Range $4.67 - $6.27

Q2 2013

Shares 48,908 Value ($000) $355 Avg Close $4.89 Range $4.17 - $5.52

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	53,645	$630	$7.82	$7.00 - $8.67
Q4 2013	53,645	$630	$7.44	$6.04 - $8.00
Q3 2013	53,645	$504	$5.42	$4.67 - $6.27
Q2 2013	48,908	$355	$4.89	$4.17 - $5.52