HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 167 Value ($000) $3 Avg Close $15.44 Range $14.29 - $16.95

Q2 2017

Shares 167 Value ($000) $3 Avg Close $16.07 Range $13.88 - $19.87

Q1 2017

Shares 167 Value ($000) $3 Avg Close $18.38 Range $16.07 - $21.60

Q3 2016

Shares 196 Value ($000) $7 Avg Close $23.60 Range $21.67 - $26.31

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	167	$3	$15.44	$14.29 - $16.95
Q2 2017	167	$3	$16.07	$13.88 - $19.87
Q1 2017	167	$3	$18.38	$16.07 - $21.60
Q3 2016	196	$7	$23.60	$21.67 - $26.31