HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's Holding History (CIK: 0001141802)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 211 Value ($000) $2 Avg Close $12.13 Range $9.69 - $14.98

Q3 2018

Shares 211 Value ($000) $3 Avg Close $15.45 Range $12.95 - $17.95

Q2 2018

Shares 211 Value ($000) $4 Avg Close $18.88 Range $17.23 - $20.00

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	211	$2	$12.13	$9.69 - $14.98
Q3 2018	211	$3	$15.45	$12.95 - $17.95
Q2 2018	211	$4	$18.88	$17.23 - $20.00