HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

Walleye Trading LLC's Holding History (CIK: 0001388391)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 100 Value ($000) $4 Avg Close $23.60 Range $21.67 - $26.31

Q2 2016

Shares 100 Value ($000) $3 Avg Close $21.48 Range $17.73 - $26.33

Q1 2016

Shares 400 Value ($000) $11 Avg Close $17.97 Range $16.13 - $20.00

Q3 2015

Shares 100 Value ($000) $2 Avg Close $14.89 Range $12.16 - $16.67

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	100	$4	$23.60	$21.67 - $26.31
Q2 2016	100	$3	$21.48	$17.73 - $26.33
Q1 2016	400	$11	$17.97	$16.13 - $20.00
Q3 2015	100	$2	$14.89	$12.16 - $16.67