HENNESSY ADVISORS INC

Ticker: HNNA CUSIP: 425885100 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 14,794 Value ($000) $205 Avg Close $15.45 Range $12.95 - $17.95

Q2 2018

Shares 14,368 Value ($000) $249 Avg Close $18.88 Range $17.23 - $20.00

Q1 2018

Shares 14,298 Value ($000) $276 Avg Close $17.94 Range $16.44 - $20.00

Q4 2017

Shares 14,443 Value ($000) $239 Avg Close $16.44 Range $15.32 - $17.91

Q1 2017

Shares 15,084 Value ($000) $253 Avg Close $18.38 Range $16.07 - $21.60

Q4 2016

Shares 10,543 Value ($000) $335 Avg Close $21.18 Range $16.23 - $24.13

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	14,794	$205	$15.45	$12.95 - $17.95
Q2 2018	14,368	$249	$18.88	$17.23 - $20.00
Q1 2018	14,298	$276	$17.94	$16.44 - $20.00
Q4 2017	14,443	$239	$16.44	$15.32 - $17.91
Q1 2017	15,084	$253	$18.38	$16.07 - $21.60
Q4 2016	10,543	$335	$21.18	$16.23 - $24.13