HENNESSY CAP ACQUSTON CORP I

CUSIP: 42588L113 Class: *W EXP 06/15/202

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 168,750 Value ($000) $253 Avg Close — Range —
Q2 2018
Shares 168,750 Value ($000) $243 Avg Close — Range —
Q1 2018
Shares 168,750 Value ($000) $140 Avg Close — Range —
Q4 2017
Shares 168,750 Value ($000) $143 Avg Close — Range —