HENNESSY CAP ACQUSTON CORP I

CUSIP: 42588L113 Class: *W EXP 06/15/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 593,199 Value ($000) $890 Avg Close — Range —
Q2 2018
Shares 728,100 Value ($000) $1,048 Avg Close — Range —
Q1 2018
Shares 728,100 Value ($000) $604 Avg Close — Range —
Q4 2017
Shares 700,000 Value ($000) $592 Avg Close — Range —
Q3 2017
Shares 675,000 Value ($000) $493 Avg Close — Range —