HENNESSY CAPITAL INVS CORP V

CUSIP: 42589T115 Class: *W EXP 01/20/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 379,873 Value ($000) $37 Avg Close — Range —
Q2 2022
Shares 379,873 Value ($000) $72 Avg Close — Range —
Q1 2022
Shares 379,873 Value ($000) $152 Avg Close — Range —
Q4 2021
Shares 379,873 Value ($000) $315 Avg Close — Range —