Hercules II 6/30/29 6.5%

CUSIP: 427056BC9 Class: CVBOND

BARINGS LLC's Holding History (CIK: 0000009015)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 8,846 Value ($000) $7,706 Avg Close — Range —
Q2 2016
Shares 8,846 Value ($000) $7,342 Avg Close — Range —
Q1 2016
Shares 8,846 Value ($000) $7,298 Avg Close — Range —
Q4 2015
Shares 8,846 Value ($000) $7,784 Avg Close — Range —
Q3 2015
Shares 8,906 Value ($000) $7,809 Avg Close — Range —
Q2 2015
Shares 8,906 Value ($000) $8,054 Avg Close — Range —
Q1 2015
Shares 8,906 Value ($000) $8,121 Avg Close — Range —
Q4 2014
Shares 8,906 Value ($000) $8,250 Avg Close — Range —
Q3 2014
Shares 8,906 Value ($000) $8,138 Avg Close — Range —
Q2 2014
Shares 8,906 Value ($000) $7,787 Avg Close — Range —
Q1 2014
Shares 8,906 Value ($000) $7,676 Avg Close — Range —
Q4 2013
Shares 7,401 Value ($000) $6,457 Avg Close — Range —