HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

US BANCORP \DE\'s Holding History (CIK: 0000036104)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 37,182 Value ($000) $700 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 41,470 Value ($000) $784 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 41,970 Value ($000) $767 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 42,682 Value ($000) $820 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 42,619 Value ($000) $856 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 43,419 Value ($000) $853 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 44,986 Value ($000) $920 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 45,465 Value ($000) $839 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 40,331 Value ($000) $672 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 38,735 Value ($000) $636 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 39,811 Value ($000) $589 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 40,705 Value ($000) $525 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 39,974 Value ($000) $528 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 39,974 Value ($000) $463 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 40,044 Value ($000) $540 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 39,697 Value ($000) $717 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 40,028 Value ($000) $664 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 40,222 Value ($000) $669 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 39,655 Value ($000) $677 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 51,060 Value ($000) $818 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 51,060 Value ($000) $737 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 46,660 Value ($000) $539 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 16,660 Value ($000) $174 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 16,172 Value ($000) $123 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 14,386 Value ($000) $202 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 13,584 Value ($000) $181 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 14,176 Value ($000) $182 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 13,784 Value ($000) $175 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 12,240 Value ($000) $135 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 12,240 Value ($000) $161 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 12,409 Value ($000) $157 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 13,586 Value ($000) $164 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 12,122 Value ($000) $159 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 13,311 Value ($000) $172 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 27,624 Value ($000) $366 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 27,112 Value ($000) $411 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 36,524 Value ($000) $516 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 36,544 Value ($000) $495 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 39,950 Value ($000) $496 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 38,182 Value ($000) $459 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 37,232 Value ($000) $454 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 26,528 Value ($000) $268 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 21,256 Value ($000) $245 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 18,751 Value ($000) $253 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 6,825 Value ($000) $101 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 8,125 Value ($000) $118 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 10,505 Value ($000) $170 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 6,700 Value ($000) $94 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 6,700 Value ($000) $109 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 4,744 Value ($000) $73 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 4,000 Value ($000) $56 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	37,182	$700	$18.04	$16.63 - $19.13
Q3 2025	41,470	$784	$19.17	$18.23 - $19.67
Q2 2025	41,970	$767	$17.71	$15.65 - $19.37
Q1 2025	42,682	$820	$20.19	$17.93 - $22.04
Q4 2024	42,619	$856	$19.51	$18.51 - $20.42
Q3 2024	43,419	$853	$19.70	$16.95 - $21.78
Q2 2024	44,986	$920	$19.24	$17.84 - $20.57
Q1 2024	45,465	$839	$17.75	$16.51 - $18.88
Q4 2023	40,331	$672	$15.82	$15.02 - $17.09
Q3 2023	38,735	$636	$16.37	$14.62 - $18.05
Q2 2023	39,811	$589	$13.71	$12.06 - $15.23
Q1 2023	40,705	$525	$13.98	$10.94 - $16.28
Q4 2022	39,974	$528	$13.59	$11.16 - $15.22
Q3 2022	39,974	$463	$14.27	$11.41 - $16.23
Q2 2022	40,044	$540	$15.62	$12.62 - $19.09
Q1 2022	39,697	$717	$17.56	$16.11 - $18.39
Q4 2021	40,028	$664	$16.95	$15.91 - $18.20
Q3 2021	40,222	$669	$17.00	$16.35 - $17.75
Q2 2021	39,655	$677	$17.11	$15.96 - $17.72
Q1 2021	51,060	$818	$15.51	$14.01 - $16.64
Q4 2020	51,060	$737	$12.73	$10.83 - $14.51
Q3 2020	46,660	$539	$11.12	$9.87 - $12.09
Q2 2020	16,660	$174	$10.15	$6.31 - $11.98
Q1 2020	16,172	$123	$13.06	$5.42 - $16.40
Q4 2019	14,386	$202	$13.90	$12.81 - $14.53
Q3 2019	13,584	$181	$13.05	$12.60 - $13.53
Q2 2019	14,176	$182	$12.97	$12.54 - $13.85
Q1 2019	13,784	$175	$12.74	$10.95 - $14.17
Q4 2018	12,240	$135	$12.20	$10.57 - $13.30
Q3 2018	12,240	$161	$13.34	$12.56 - $13.70
Q2 2018	12,409	$157	$12.37	$11.95 - $13.03
Q1 2018	13,586	$164	$12.54	$11.55 - $13.38
Q4 2017	12,122	$159	$13.07	$12.29 - $13.97
Q3 2017	13,311	$172	$12.83	$11.64 - $13.54
Q2 2017	27,624	$366	$13.89	$12.29 - $15.68
Q1 2017	27,112	$411	$14.66	$14.01 - $15.50
Q4 2016	36,524	$516	$13.61	$12.50 - $14.34
Q3 2016	36,544	$495	$13.33	$12.33 - $14.00
Q2 2016	39,950	$496	$12.15	$11.55 - $12.47
Q1 2016	38,182	$459	$11.11	$9.92 - $12.42
Q4 2015	37,232	$454	$11.25	$10.08 - $12.64
Q3 2015	26,528	$268	$11.34	$9.88 - $12.26
Q2 2015	21,256	$245	$12.99	$11.40 - $14.22
Q1 2015	18,751	$253	$14.66	$13.26 - $15.71
Q4 2014	6,825	$101	$15.09	$13.14 - $16.20
Q3 2014	8,125	$118	$15.83	$14.35 - $16.99
Q2 2014	10,505	$170	$14.64	$12.95 - $16.31
Q1 2014	6,700	$94	$15.67	$14.05 - $16.63
Q4 2013	6,700	$109	$16.14	$14.78 - $17.25
Q3 2013	4,744	$73	$14.50	$13.60 - $15.64
Q2 2013	4,000	$56	$13.02	$11.57 - $14.25