HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 213,833 Value ($000) $4,024 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 173,065 Value ($000) $3,273 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 168,362 Value ($000) $3,078 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 48,947 Value ($000) $940 Avg Close $20.19 Range $17.93 - $22.04

Q3 2018

Shares 22,683 Value ($000) $298 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 22,683 Value ($000) $286 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 22,683 Value ($000) $274 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 23,168 Value ($000) $303 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 23,278 Value ($000) $300 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 22,793 Value ($000) $300 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 22,793 Value ($000) $345 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 22,793 Value ($000) $322 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 28,443 Value ($000) $386 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 28,443 Value ($000) $352 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 28,443 Value ($000) $340 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 28,443 Value ($000) $347 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 28,443 Value ($000) $289 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 28,443 Value ($000) $329 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 28,443 Value ($000) $383 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 28,443 Value ($000) $424 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 31,443 Value ($000) $455 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 35,575 Value ($000) $576 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 1,029,705 Value ($000) $14,487 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 1,080,159 Value ($000) $17,715 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 1,077,975 Value ($000) $16,443 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 1,074,807 Value ($000) $14,985 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	213,833	$4,024	$18.04	$16.63 - $19.13
Q3 2025	173,065	$3,273	$19.17	$18.23 - $19.67
Q2 2025	168,362	$3,078	$17.71	$15.65 - $19.37
Q1 2025	48,947	$940	$20.19	$17.93 - $22.04
Q3 2018	22,683	$298	$13.34	$12.56 - $13.70
Q2 2018	22,683	$286	$12.37	$11.95 - $13.03
Q1 2018	22,683	$274	$12.54	$11.55 - $13.38
Q4 2017	23,168	$303	$13.07	$12.29 - $13.97
Q3 2017	23,278	$300	$12.83	$11.64 - $13.54
Q2 2017	22,793	$300	$13.89	$12.29 - $15.68
Q1 2017	22,793	$345	$14.66	$14.01 - $15.50
Q4 2016	22,793	$322	$13.61	$12.50 - $14.34
Q3 2016	28,443	$386	$13.33	$12.33 - $14.00
Q2 2016	28,443	$352	$12.15	$11.55 - $12.47
Q1 2016	28,443	$340	$11.11	$9.92 - $12.42
Q4 2015	28,443	$347	$11.25	$10.08 - $12.64
Q3 2015	28,443	$289	$11.34	$9.88 - $12.26
Q2 2015	28,443	$329	$12.99	$11.40 - $14.22
Q1 2015	28,443	$383	$14.66	$13.26 - $15.71
Q4 2014	28,443	$424	$15.09	$13.14 - $16.20
Q3 2014	31,443	$455	$15.83	$14.35 - $16.99
Q2 2014	35,575	$576	$14.64	$12.95 - $16.31
Q1 2014	1,029,705	$14,487	$15.67	$14.05 - $16.63
Q4 2013	1,080,159	$17,715	$16.14	$14.78 - $17.25
Q3 2013	1,077,975	$16,443	$14.50	$13.60 - $15.64
Q2 2013	1,074,807	$14,985	$13.02	$11.57 - $14.25