HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

BARCLAYS PLC's Holding History (CIK: 0000312069)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 176,373 Value ($000) $3,319 Avg Close $18.04 Range $16.63 - $19.13

Q2 2025

Shares 102,522 Value ($000) $1,874 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 71,702 Value ($000) $1,377 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 71,036 Value ($000) $1,427 Avg Close $19.51 Range $18.51 - $20.42

Q4 2023

Shares 87,453 Value ($000) $1,458 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 38,220 Value ($000) $628 Avg Close $16.37 Range $14.62 - $18.05

Q1 2022

Shares 6,320 Value ($000) $114 Avg Close $17.56 Range $16.11 - $18.39

Q3 2021

Shares 19,300 Value ($000) $321 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 19,300 Value ($000) $329 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 21,057 Value ($000) $337 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 108,683 Value ($000) $1,567 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 128,000 Value ($000) $1,481 Avg Close $11.12 Range $9.87 - $12.09

Q4 2019

Shares 2 Value ($000) $0 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 140 Value ($000) $2 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 700 Value ($000) $9 Avg Close $12.97 Range $12.54 - $13.85

Q3 2018

Shares 5,294 Value ($000) $69 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 5,200 Value ($000) $66 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 5,224 Value ($000) $63 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 7,588 Value ($000) $99 Avg Close $13.07 Range $12.29 - $13.97

Q1 2017

Shares 62,641 Value ($000) $948 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 67 Value ($000) $1 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 2,311 Value ($000) $31 Avg Close $13.33 Range $12.33 - $14.00

Q1 2016

Shares 10,056 Value ($000) $121 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 7,700 Value ($000) $92 Avg Close $11.25 Range $10.08 - $12.64

Q2 2014

Shares 10,224 Value ($000) $163 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 2,521 Value ($000) $36 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 6,742 Value ($000) $109 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 38,336 Value ($000) $575 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 89,657 Value ($000) $1,250 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	176,373	$3,319	$18.04	$16.63 - $19.13
Q2 2025	102,522	$1,874	$17.71	$15.65 - $19.37
Q1 2025	71,702	$1,377	$20.19	$17.93 - $22.04
Q4 2024	71,036	$1,427	$19.51	$18.51 - $20.42
Q4 2023	87,453	$1,458	$15.82	$15.02 - $17.09
Q3 2023	38,220	$628	$16.37	$14.62 - $18.05
Q1 2022	6,320	$114	$17.56	$16.11 - $18.39
Q3 2021	19,300	$321	$17.00	$16.35 - $17.75
Q2 2021	19,300	$329	$17.11	$15.96 - $17.72
Q1 2021	21,057	$337	$15.51	$14.01 - $16.64
Q4 2020	108,683	$1,567	$12.73	$10.83 - $14.51
Q3 2020	128,000	$1,481	$11.12	$9.87 - $12.09
Q4 2019	2	$0	$13.90	$12.81 - $14.53
Q3 2019	140	$2	$13.05	$12.60 - $13.53
Q2 2019	700	$9	$12.97	$12.54 - $13.85
Q3 2018	5,294	$69	$13.34	$12.56 - $13.70
Q2 2018	5,200	$66	$12.37	$11.95 - $13.03
Q1 2018	5,224	$63	$12.54	$11.55 - $13.38
Q4 2017	7,588	$99	$13.07	$12.29 - $13.97
Q1 2017	62,641	$948	$14.66	$14.01 - $15.50
Q4 2016	67	$1	$13.61	$12.50 - $14.34
Q3 2016	2,311	$31	$13.33	$12.33 - $14.00
Q1 2016	10,056	$121	$11.11	$9.92 - $12.42
Q4 2015	7,700	$92	$11.25	$10.08 - $12.64
Q2 2014	10,224	$163	$14.64	$12.95 - $16.31
Q1 2014	2,521	$36	$15.67	$14.05 - $16.63
Q4 2013	6,742	$109	$16.14	$14.78 - $17.25
Q3 2013	38,336	$575	$14.50	$13.60 - $15.64
Q2 2013	89,657	$1,250	$13.02	$11.57 - $14.25