HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

LOOMIS SAYLES & CO L P's Holding History (CIK: 0000312348)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 424,822 Value ($000) $4,694 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 426,227 Value ($000) $5,609 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 421,304 Value ($000) $5,329 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 422,602 Value ($000) $5,113 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 462,807 Value ($000) $6,072 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 463,335 Value ($000) $5,977 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 469,465 Value ($000) $6,216 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 804,080 Value ($000) $12,166 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 816,640 Value ($000) $11,523 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 819,511 Value ($000) $11,113 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 843,516 Value ($000) $10,476 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 841,458 Value ($000) $10,106 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 843,211 Value ($000) $10,279 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 857,151 Value ($000) $8,666 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 857,151 Value ($000) $9,900 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 859,463 Value ($000) $11,586 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 870,027 Value ($000) $12,946 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 637,465 Value ($000) $9,218 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 640,062 Value ($000) $10,343 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 653,257 Value ($000) $9,191 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 659,169 Value ($000) $10,810 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 856,588 Value ($000) $13,063 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 846,408 Value ($000) $11,799 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	424,822	$4,694	$12.20	$10.57 - $13.30
Q3 2018	426,227	$5,609	$13.34	$12.56 - $13.70
Q2 2018	421,304	$5,329	$12.37	$11.95 - $13.03
Q1 2018	422,602	$5,113	$12.54	$11.55 - $13.38
Q4 2017	462,807	$6,072	$13.07	$12.29 - $13.97
Q3 2017	463,335	$5,977	$12.83	$11.64 - $13.54
Q2 2017	469,465	$6,216	$13.89	$12.29 - $15.68
Q1 2017	804,080	$12,166	$14.66	$14.01 - $15.50
Q4 2016	816,640	$11,523	$13.61	$12.50 - $14.34
Q3 2016	819,511	$11,113	$13.33	$12.33 - $14.00
Q2 2016	843,516	$10,476	$12.15	$11.55 - $12.47
Q1 2016	841,458	$10,106	$11.11	$9.92 - $12.42
Q4 2015	843,211	$10,279	$11.25	$10.08 - $12.64
Q3 2015	857,151	$8,666	$11.34	$9.88 - $12.26
Q2 2015	857,151	$9,900	$12.99	$11.40 - $14.22
Q1 2015	859,463	$11,586	$14.66	$13.26 - $15.71
Q4 2014	870,027	$12,946	$15.09	$13.14 - $16.20
Q3 2014	637,465	$9,218	$15.83	$14.35 - $16.99
Q2 2014	640,062	$10,343	$14.64	$12.95 - $16.31
Q1 2014	653,257	$9,191	$15.67	$14.05 - $16.63
Q4 2013	659,169	$10,810	$16.14	$14.78 - $17.25
Q3 2013	856,588	$13,063	$14.50	$13.60 - $15.64
Q2 2013	846,408	$11,799	$13.02	$11.57 - $14.25