HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

DIMENSIONAL FUND ADVISORS LP's Holding History (CIK: 0000354204)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 2,687 Value ($000) $43 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 4,787 Value ($000) $67 Avg Close $15.67 Range $14.05 - $16.63