HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

WASATCH ADVISORS LP's Holding History (CIK: 0000814133)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 10,295 Value ($000) $156 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 15,962 Value ($000) $225 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 15,608 Value ($000) $212 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 15,262 Value ($000) $190 Avg Close $12.15 Range $11.55 - $12.47

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	10,295	$156	$14.66	$14.01 - $15.50
Q4 2016	15,962	$225	$13.61	$12.50 - $14.34
Q3 2016	15,608	$212	$13.33	$12.33 - $14.00
Q2 2016	15,262	$190	$12.15	$11.55 - $12.47