HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,457 Value ($000) $27 Avg Close $18.04 Range $16.63 - $19.13

Q1 2014

Shares 24,715 Value ($000) $348 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 24,715 Value ($000) $405 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 25,415 Value ($000) $388 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 25,415 Value ($000) $354 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,457	$27	$18.04	$16.63 - $19.13
Q1 2014	24,715	$348	$15.67	$14.05 - $16.63
Q4 2013	24,715	$405	$16.14	$14.78 - $17.25
Q3 2013	25,415	$388	$14.50	$13.60 - $15.64
Q2 2013	25,415	$354	$13.02	$11.57 - $14.25