HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

HSBC HOLDINGS PLC's Holding History (CIK: 0000873630)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 52,000 Value ($000) $526 Avg Close $11.34 Range $9.88 - $12.26
Q1 2013
Shares 13,319 Value ($000) $163 Avg Close $12.16 Range $11.15 - $12.90
Q4 2012
Shares 15,243 Value ($000) $170 Avg Close — Range —
Q3 2012
Shares 15,243 Value ($000) $168 Avg Close — Range —
Q2 2012
Shares 12,057 Value ($000) $138 Avg Close — Range —
Q1 2012
Shares 12,057 Value ($000) $134 Avg Close — Range —