HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 93,500 Value ($000) $1,316 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 87,200 Value ($000) $1,431 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 87,200 Value ($000) $1,327 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 87,200 Value ($000) $1,217 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	93,500	$1,316	$15.67	$14.05 - $16.63
Q4 2013	87,200	$1,431	$16.14	$14.78 - $17.25
Q3 2013	87,200	$1,327	$14.50	$13.60 - $15.64
Q2 2013	87,200	$1,217	$13.02	$11.57 - $14.25