HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

GOLDMAN SACHS GROUP INC's Holding History (CIK: 0000886982)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 205,311 Value ($000) $3,864 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 221,753 Value ($000) $4,193 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 382,964 Value ($000) $7,001 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 35,740 Value ($000) $687 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 206,840 Value ($000) $4,155 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 115,797 Value ($000) $2,274 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 230,093 Value ($000) $4,705 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 159,052 Value ($000) $2,935 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 245,444 Value ($000) $4,092 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 41,530 Value ($000) $682 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 44,478 Value ($000) $658 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 67,588 Value ($000) $871 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 104,358 Value ($000) $1,380 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 136,026 Value ($000) $2 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 283,683 Value ($000) $4 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 152,466 Value ($000) $2,755 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 141,599 Value ($000) $2,349 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 50,179 Value ($000) $833 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 45,623 Value ($000) $778 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 60,636 Value ($000) $972 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 18,264 Value ($000) $263 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 17,692 Value ($000) $205 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 219,465 Value ($000) $2,298 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 259,070 Value ($000) $1,979 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 251,191 Value ($000) $3,521 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 239,866 Value ($000) $3,207 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 235,538 Value ($000) $3,020 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 494,121 Value ($000) $6,256 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 131,130 Value ($000) $1,449 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 35,314 Value ($000) $465 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 31,721 Value ($000) $401 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 39,175 Value ($000) $474 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 34,821 Value ($000) $457 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 116,188 Value ($000) $1,499 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 131,368 Value ($000) $1,739 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 88,791 Value ($000) $1,343 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 120,877 Value ($000) $1,706 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 53,050 Value ($000) $719 Avg Close $13.33 Range $12.33 - $14.00

Q1 2016

Shares 173,064 Value ($000) $2,078 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 26,223 Value ($000) $320 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 49,308 Value ($000) $499 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 340,435 Value ($000) $3,932 Avg Close $12.99 Range $11.40 - $14.22

Q4 2014

Shares 111,726 Value ($000) $1,662 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 223,849 Value ($000) $3,237 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 181,835 Value ($000) $2,938 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 69,473 Value ($000) $977 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 111,937 Value ($000) $1,836 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 185,026 Value ($000) $2,822 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 172,844 Value ($000) $2,409 Avg Close $13.02 Range $11.57 - $14.25

Q4 2012

Shares 106,566 Value ($000) $1,186 Avg Close — Range —

Q3 2012

Shares 118,609 Value ($000) $1,306 Avg Close — Range —

Q2 2012

Shares 210,328 Value ($000) $2,385 Avg Close — Range —

Q1 2012

Shares 191,196 Value ($000) $2,118 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	205,311	$3,864	$18.04	$16.63 - $19.13
Q3 2025	221,753	$4,193	$19.17	$18.23 - $19.67
Q2 2025	382,964	$7,001	$17.71	$15.65 - $19.37
Q1 2025	35,740	$687	$20.19	$17.93 - $22.04
Q4 2024	206,840	$4,155	$19.51	$18.51 - $20.42
Q3 2024	115,797	$2,274	$19.70	$16.95 - $21.78
Q2 2024	230,093	$4,705	$19.24	$17.84 - $20.57
Q1 2024	159,052	$2,935	$17.75	$16.51 - $18.88
Q4 2023	245,444	$4,092	$15.82	$15.02 - $17.09
Q3 2023	41,530	$682	$16.37	$14.62 - $18.05
Q2 2023	44,478	$658	$13.71	$12.06 - $15.23
Q1 2023	67,588	$871	$13.98	$10.94 - $16.28
Q4 2022	104,358	$1,380	$13.59	$11.16 - $15.22
Q3 2022	136,026	$2	$14.27	$11.41 - $16.23
Q2 2022	283,683	$4	$15.62	$12.62 - $19.09
Q1 2022	152,466	$2,755	$17.56	$16.11 - $18.39
Q4 2021	141,599	$2,349	$16.95	$15.91 - $18.20
Q3 2021	50,179	$833	$17.00	$16.35 - $17.75
Q2 2021	45,623	$778	$17.11	$15.96 - $17.72
Q1 2021	60,636	$972	$15.51	$14.01 - $16.64
Q4 2020	18,264	$263	$12.73	$10.83 - $14.51
Q3 2020	17,692	$205	$11.12	$9.87 - $12.09
Q2 2020	219,465	$2,298	$10.15	$6.31 - $11.98
Q1 2020	259,070	$1,979	$13.06	$5.42 - $16.40
Q4 2019	251,191	$3,521	$13.90	$12.81 - $14.53
Q3 2019	239,866	$3,207	$13.05	$12.60 - $13.53
Q2 2019	235,538	$3,020	$12.97	$12.54 - $13.85
Q1 2019	494,121	$6,256	$12.74	$10.95 - $14.17
Q4 2018	131,130	$1,449	$12.20	$10.57 - $13.30
Q3 2018	35,314	$465	$13.34	$12.56 - $13.70
Q2 2018	31,721	$401	$12.37	$11.95 - $13.03
Q1 2018	39,175	$474	$12.54	$11.55 - $13.38
Q4 2017	34,821	$457	$13.07	$12.29 - $13.97
Q3 2017	116,188	$1,499	$12.83	$11.64 - $13.54
Q2 2017	131,368	$1,739	$13.89	$12.29 - $15.68
Q1 2017	88,791	$1,343	$14.66	$14.01 - $15.50
Q4 2016	120,877	$1,706	$13.61	$12.50 - $14.34
Q3 2016	53,050	$719	$13.33	$12.33 - $14.00
Q1 2016	173,064	$2,078	$11.11	$9.92 - $12.42
Q4 2015	26,223	$320	$11.25	$10.08 - $12.64
Q3 2015	49,308	$499	$11.34	$9.88 - $12.26
Q2 2015	340,435	$3,932	$12.99	$11.40 - $14.22
Q4 2014	111,726	$1,662	$15.09	$13.14 - $16.20
Q3 2014	223,849	$3,237	$15.83	$14.35 - $16.99
Q2 2014	181,835	$2,938	$14.64	$12.95 - $16.31
Q1 2014	69,473	$977	$15.67	$14.05 - $16.63
Q4 2013	111,937	$1,836	$16.14	$14.78 - $17.25
Q3 2013	185,026	$2,822	$14.50	$13.60 - $15.64
Q2 2013	172,844	$2,409	$13.02	$11.57 - $14.25
Q4 2012	106,566	$1,186	—	—
Q3 2012	118,609	$1,306	—	—
Q2 2012	210,328	$2,385	—	—
Q1 2012	191,196	$2,118	—	—