HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 1,114,173 Value ($000) $20,969 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 1,173,626 Value ($000) $22,193 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 1,429,585 Value ($000) $26,133 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 1,574,499 Value ($000) $30,246 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 1,279,683 Value ($000) $25,709 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 1,256,966 Value ($000) $24,687 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 1,180,311 Value ($000) $24,137 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 1,141,112 Value ($000) $21,054 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 1,023,878 Value ($000) $17,068 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 1,085,698 Value ($000) $17,827 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 1,081,063 Value ($000) $16,000 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 1,233,873 Value ($000) $15,905 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 1,136,914 Value ($000) $15,030 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 1,104,083 Value ($000) $12,785 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 1,339,011 Value ($000) $18,063 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 930,363 Value ($000) $16,811 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 912,688 Value ($000) $15,142 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 878,271 Value ($000) $14,588 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 975,510 Value ($000) $16,642 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 849,566 Value ($000) $13,618 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 807,609 Value ($000) $11,646 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 747,545 Value ($000) $8,649 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 638,752 Value ($000) $6,687 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 656,491 Value ($000) $5,016 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 747,792 Value ($000) $10,484 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 704,271 Value ($000) $9,416 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 761,619 Value ($000) $9,764 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 843,032 Value ($000) $10,673 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 824,815 Value ($000) $9,115 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 782,760 Value ($000) $10,301 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 745,079 Value ($000) $9,425 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 671,188 Value ($000) $8,122 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 728,362 Value ($000) $9,556 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 719,627 Value ($000) $9,283 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 547,396 Value ($000) $7,247 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 561,847 Value ($000) $8,501 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 644,961 Value ($000) $9,101 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 711,666 Value ($000) $9,649 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 747,216 Value ($000) $9,281 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 798,370 Value ($000) $9,587 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 823,253 Value ($000) $10,035 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 796,869 Value ($000) $8,056 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 798,588 Value ($000) $9,224 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 657,321 Value ($000) $8,861 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 570,722 Value ($000) $8,493 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 649,366 Value ($000) $9,389 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 1,002,613 Value ($000) $16,202 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 1,048,554 Value ($000) $14,754 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 882,154 Value ($000) $14,466 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 470,344 Value ($000) $7,172 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 546,263 Value ($000) $7,615 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	1,114,173	$20,969	$18.04	$16.63 - $19.13
Q3 2025	1,173,626	$22,193	$19.17	$18.23 - $19.67
Q2 2025	1,429,585	$26,133	$17.71	$15.65 - $19.37
Q1 2025	1,574,499	$30,246	$20.19	$17.93 - $22.04
Q4 2024	1,279,683	$25,709	$19.51	$18.51 - $20.42
Q3 2024	1,256,966	$24,687	$19.70	$16.95 - $21.78
Q2 2024	1,180,311	$24,137	$19.24	$17.84 - $20.57
Q1 2024	1,141,112	$21,054	$17.75	$16.51 - $18.88
Q4 2023	1,023,878	$17,068	$15.82	$15.02 - $17.09
Q3 2023	1,085,698	$17,827	$16.37	$14.62 - $18.05
Q2 2023	1,081,063	$16,000	$13.71	$12.06 - $15.23
Q1 2023	1,233,873	$15,905	$13.98	$10.94 - $16.28
Q4 2022	1,136,914	$15,030	$13.59	$11.16 - $15.22
Q3 2022	1,104,083	$12,785	$14.27	$11.41 - $16.23
Q2 2022	1,339,011	$18,063	$15.62	$12.62 - $19.09
Q1 2022	930,363	$16,811	$17.56	$16.11 - $18.39
Q4 2021	912,688	$15,142	$16.95	$15.91 - $18.20
Q3 2021	878,271	$14,588	$17.00	$16.35 - $17.75
Q2 2021	975,510	$16,642	$17.11	$15.96 - $17.72
Q1 2021	849,566	$13,618	$15.51	$14.01 - $16.64
Q4 2020	807,609	$11,646	$12.73	$10.83 - $14.51
Q3 2020	747,545	$8,649	$11.12	$9.87 - $12.09
Q2 2020	638,752	$6,687	$10.15	$6.31 - $11.98
Q1 2020	656,491	$5,016	$13.06	$5.42 - $16.40
Q4 2019	747,792	$10,484	$13.90	$12.81 - $14.53
Q3 2019	704,271	$9,416	$13.05	$12.60 - $13.53
Q2 2019	761,619	$9,764	$12.97	$12.54 - $13.85
Q1 2019	843,032	$10,673	$12.74	$10.95 - $14.17
Q4 2018	824,815	$9,115	$12.20	$10.57 - $13.30
Q3 2018	782,760	$10,301	$13.34	$12.56 - $13.70
Q2 2018	745,079	$9,425	$12.37	$11.95 - $13.03
Q1 2018	671,188	$8,122	$12.54	$11.55 - $13.38
Q4 2017	728,362	$9,556	$13.07	$12.29 - $13.97
Q3 2017	719,627	$9,283	$12.83	$11.64 - $13.54
Q2 2017	547,396	$7,247	$13.89	$12.29 - $15.68
Q1 2017	561,847	$8,501	$14.66	$14.01 - $15.50
Q4 2016	644,961	$9,101	$13.61	$12.50 - $14.34
Q3 2016	711,666	$9,649	$13.33	$12.33 - $14.00
Q2 2016	747,216	$9,281	$12.15	$11.55 - $12.47
Q1 2016	798,370	$9,587	$11.11	$9.92 - $12.42
Q4 2015	823,253	$10,035	$11.25	$10.08 - $12.64
Q3 2015	796,869	$8,056	$11.34	$9.88 - $12.26
Q2 2015	798,588	$9,224	$12.99	$11.40 - $14.22
Q1 2015	657,321	$8,861	$14.66	$13.26 - $15.71
Q4 2014	570,722	$8,493	$15.09	$13.14 - $16.20
Q3 2014	649,366	$9,389	$15.83	$14.35 - $16.99
Q2 2014	1,002,613	$16,202	$14.64	$12.95 - $16.31
Q1 2014	1,048,554	$14,754	$15.67	$14.05 - $16.63
Q4 2013	882,154	$14,466	$16.14	$14.78 - $17.25
Q3 2013	470,344	$7,172	$14.50	$13.60 - $15.64
Q2 2013	546,263	$7,615	$13.02	$11.57 - $14.25