HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 63,364 Value ($000) $700 Avg Close $12.20 Range $10.57 - $13.30
Q3 2018
Shares 58,770 Value ($000) $773 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 63,262 Value ($000) $800 Avg Close $12.37 Range $11.95 - $13.03
Q1 2018
Shares 63,262 Value ($000) $765 Avg Close $12.54 Range $11.55 - $13.38
Q4 2017
Shares 63,262 Value ($000) $830 Avg Close $13.07 Range $12.29 - $13.97
Q3 2017
Shares 60,743 Value ($000) $784 Avg Close $12.83 Range $11.64 - $13.54
Q2 2017
Shares 60,743 Value ($000) $804 Avg Close $13.89 Range $12.29 - $15.68
Q1 2017
Shares 1,413,399 Value ($000) $21,385 Avg Close $14.66 Range $14.01 - $15.50
Q4 2016
Shares 1,573,482 Value ($000) $22,202 Avg Close $13.61 Range $12.50 - $14.34
Q3 2016
Shares 1,528,627 Value ($000) $20,727 Avg Close $13.33 Range $12.33 - $14.00
Q2 2016
Shares 1,586,949 Value ($000) $19,710 Avg Close $12.15 Range $11.55 - $12.47
Q1 2016
Shares 1,405,494 Value ($000) $16,880 Avg Close $11.11 Range $9.92 - $12.42
Q4 2015
Shares 1,253,883 Value ($000) $15,285 Avg Close $11.25 Range $10.08 - $12.64
Q3 2015
Shares 60,743 Value ($000) $614 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 60,743 Value ($000) $702 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 60,743 Value ($000) $819 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 60,743 Value ($000) $904 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 60,743 Value ($000) $878 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 60,743 Value ($000) $982 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 60,743 Value ($000) $855 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 60,743 Value ($000) $996 Avg Close $16.14 Range $14.78 - $17.25
Q3 2013
Shares 60,743 Value ($000) $926 Avg Close $14.50 Range $13.60 - $15.64
Q2 2013
Shares 60,743 Value ($000) $847 Avg Close $13.02 Range $11.57 - $14.25