HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

ADVISORY RESEARCH INC's Holding History (CIK: 0000902584)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025

Shares 11,836 Value ($000) $224 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 11,948 Value ($000) $218 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 12,035 Value ($000) $231 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 12,695 Value ($000) $255 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 12,842 Value ($000) $252 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 13,997 Value ($000) $286 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 14,214 Value ($000) $262 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 15,168 Value ($000) $253 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 74,164 Value ($000) $1,218 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 74,375 Value ($000) $1,101 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 90,038 Value ($000) $1,161 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 84,799 Value ($000) $1,121 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 89,258 Value ($000) $1,034 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 78,800 Value ($000) $1,063 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 87,263 Value ($000) $1,577 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 95,094 Value ($000) $1,578 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 109,548 Value ($000) $1,820 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 112,598 Value ($000) $1,921 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 122,823 Value ($000) $1,969 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 153,259 Value ($000) $2,210 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 203,667 Value ($000) $2,356 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 224,546 Value ($000) $2,351 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 248,276 Value ($000) $1,897 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 228,701 Value ($000) $3,206 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 261,522 Value ($000) $3,497 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 244,474 Value ($000) $3,134 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 218,717 Value ($000) $2,769 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 242,752 Value ($000) $2,682 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 278,111 Value ($000) $3,660 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 292,139 Value ($000) $3,696 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 437,390 Value ($000) $5,292 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 521,689 Value ($000) $6,845 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 749,625 Value ($000) $9,670 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 690,104 Value ($000) $9,137 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 569,624 Value ($000) $8,618 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 327,167 Value ($000) $4,616 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 150,897 Value ($000) $2,046 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 123,340 Value ($000) $1,532 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 123,427 Value ($000) $1,482 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 122,714 Value ($000) $1,496 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 146,045 Value ($000) $1,477 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 134,806 Value ($000) $1,557 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 72,198 Value ($000) $973 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 90,760 Value ($000) $1,351 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 123,140 Value ($000) $1,781 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 108,840 Value ($000) $1,759 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 64,680 Value ($000) $910 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 52,680 Value ($000) $864 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2025	11,836	$224	$19.17	$18.23 - $19.67
Q2 2025	11,948	$218	$17.71	$15.65 - $19.37
Q1 2025	12,035	$231	$20.19	$17.93 - $22.04
Q4 2024	12,695	$255	$19.51	$18.51 - $20.42
Q3 2024	12,842	$252	$19.70	$16.95 - $21.78
Q2 2024	13,997	$286	$19.24	$17.84 - $20.57
Q1 2024	14,214	$262	$17.75	$16.51 - $18.88
Q4 2023	15,168	$253	$15.82	$15.02 - $17.09
Q3 2023	74,164	$1,218	$16.37	$14.62 - $18.05
Q2 2023	74,375	$1,101	$13.71	$12.06 - $15.23
Q1 2023	90,038	$1,161	$13.98	$10.94 - $16.28
Q4 2022	84,799	$1,121	$13.59	$11.16 - $15.22
Q3 2022	89,258	$1,034	$14.27	$11.41 - $16.23
Q2 2022	78,800	$1,063	$15.62	$12.62 - $19.09
Q1 2022	87,263	$1,577	$17.56	$16.11 - $18.39
Q4 2021	95,094	$1,578	$16.95	$15.91 - $18.20
Q3 2021	109,548	$1,820	$17.00	$16.35 - $17.75
Q2 2021	112,598	$1,921	$17.11	$15.96 - $17.72
Q1 2021	122,823	$1,969	$15.51	$14.01 - $16.64
Q4 2020	153,259	$2,210	$12.73	$10.83 - $14.51
Q3 2020	203,667	$2,356	$11.12	$9.87 - $12.09
Q2 2020	224,546	$2,351	$10.15	$6.31 - $11.98
Q1 2020	248,276	$1,897	$13.06	$5.42 - $16.40
Q4 2019	228,701	$3,206	$13.90	$12.81 - $14.53
Q3 2019	261,522	$3,497	$13.05	$12.60 - $13.53
Q2 2019	244,474	$3,134	$12.97	$12.54 - $13.85
Q1 2019	218,717	$2,769	$12.74	$10.95 - $14.17
Q4 2018	242,752	$2,682	$12.20	$10.57 - $13.30
Q3 2018	278,111	$3,660	$13.34	$12.56 - $13.70
Q2 2018	292,139	$3,696	$12.37	$11.95 - $13.03
Q1 2018	437,390	$5,292	$12.54	$11.55 - $13.38
Q4 2017	521,689	$6,845	$13.07	$12.29 - $13.97
Q3 2017	749,625	$9,670	$12.83	$11.64 - $13.54
Q2 2017	690,104	$9,137	$13.89	$12.29 - $15.68
Q1 2017	569,624	$8,618	$14.66	$14.01 - $15.50
Q4 2016	327,167	$4,616	$13.61	$12.50 - $14.34
Q3 2016	150,897	$2,046	$13.33	$12.33 - $14.00
Q2 2016	123,340	$1,532	$12.15	$11.55 - $12.47
Q1 2016	123,427	$1,482	$11.11	$9.92 - $12.42
Q4 2015	122,714	$1,496	$11.25	$10.08 - $12.64
Q3 2015	146,045	$1,477	$11.34	$9.88 - $12.26
Q2 2015	134,806	$1,557	$12.99	$11.40 - $14.22
Q1 2015	72,198	$973	$14.66	$13.26 - $15.71
Q4 2014	90,760	$1,351	$15.09	$13.14 - $16.20
Q3 2014	123,140	$1,781	$15.83	$14.35 - $16.99
Q2 2014	108,840	$1,759	$14.64	$12.95 - $16.31
Q1 2014	64,680	$910	$15.67	$14.05 - $16.63
Q4 2013	52,680	$864	$16.14	$14.78 - $17.25