HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 79,650 Value ($000) $1,499 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 43,928 Value ($000) $831 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 78,951 Value ($000) $1,443 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 77,699 Value ($000) $1,493 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 93,680 Value ($000) $1,882 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 83,849 Value ($000) $1,647 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 78,134 Value ($000) $1,598 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 82,994 Value ($000) $1,531 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 90,584 Value ($000) $1,510 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 96,819 Value ($000) $1,590 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 99,714 Value ($000) $1,476 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 80,463 Value ($000) $1,037 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 58,319 Value ($000) $771 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 47,311 Value ($000) $548 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 86,027 Value ($000) $1,160 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 44,094 Value ($000) $797 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 46,607 Value ($000) $773 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 1,086,354 Value ($000) $18,044 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 912,512 Value ($000) $15,567 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 785,175 Value ($000) $12,586 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 689,059 Value ($000) $9,936 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 100,979 Value ($000) $1,168 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 105,180 Value ($000) $1,101 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 94,136 Value ($000) $719 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 145,401 Value ($000) $2,039 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 157,915 Value ($000) $2,111 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 124,857 Value ($000) $1,601 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 183,209 Value ($000) $2,319 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 226,507 Value ($000) $2,503 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 249,987 Value ($000) $3,290 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 249,145 Value ($000) $3,152 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 232,797 Value ($000) $2,817 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 236,747 Value ($000) $3,106 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 293,681 Value ($000) $3,789 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 325,155 Value ($000) $4,305 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 277,589 Value ($000) $4,200 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 292,872 Value ($000) $4,132 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 894,224 Value ($000) $12,126 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 947,565 Value ($000) $11,769 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 971,612 Value ($000) $11,669 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 1,186,434 Value ($000) $14,463 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 1,052,669 Value ($000) $10,642 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 1,515,289 Value ($000) $17,501 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 1,239,342 Value ($000) $16,706 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 1,117,909 Value ($000) $16,635 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 981,698 Value ($000) $14,195 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 959,652 Value ($000) $15,508 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 873,266 Value ($000) $12,288 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 899,330 Value ($000) $14,748 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 897,649 Value ($000) $13,689 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 818,346 Value ($000) $11,407 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	79,650	$1,499	$18.04	$16.63 - $19.13
Q3 2025	43,928	$831	$19.17	$18.23 - $19.67
Q2 2025	78,951	$1,443	$17.71	$15.65 - $19.37
Q1 2025	77,699	$1,493	$20.19	$17.93 - $22.04
Q4 2024	93,680	$1,882	$19.51	$18.51 - $20.42
Q3 2024	83,849	$1,647	$19.70	$16.95 - $21.78
Q2 2024	78,134	$1,598	$19.24	$17.84 - $20.57
Q1 2024	82,994	$1,531	$17.75	$16.51 - $18.88
Q4 2023	90,584	$1,510	$15.82	$15.02 - $17.09
Q3 2023	96,819	$1,590	$16.37	$14.62 - $18.05
Q2 2023	99,714	$1,476	$13.71	$12.06 - $15.23
Q1 2023	80,463	$1,037	$13.98	$10.94 - $16.28
Q4 2022	58,319	$771	$13.59	$11.16 - $15.22
Q3 2022	47,311	$548	$14.27	$11.41 - $16.23
Q2 2022	86,027	$1,160	$15.62	$12.62 - $19.09
Q1 2022	44,094	$797	$17.56	$16.11 - $18.39
Q4 2021	46,607	$773	$16.95	$15.91 - $18.20
Q3 2021	1,086,354	$18,044	$17.00	$16.35 - $17.75
Q2 2021	912,512	$15,567	$17.11	$15.96 - $17.72
Q1 2021	785,175	$12,586	$15.51	$14.01 - $16.64
Q4 2020	689,059	$9,936	$12.73	$10.83 - $14.51
Q3 2020	100,979	$1,168	$11.12	$9.87 - $12.09
Q2 2020	105,180	$1,101	$10.15	$6.31 - $11.98
Q1 2020	94,136	$719	$13.06	$5.42 - $16.40
Q4 2019	145,401	$2,039	$13.90	$12.81 - $14.53
Q3 2019	157,915	$2,111	$13.05	$12.60 - $13.53
Q2 2019	124,857	$1,601	$12.97	$12.54 - $13.85
Q1 2019	183,209	$2,319	$12.74	$10.95 - $14.17
Q4 2018	226,507	$2,503	$12.20	$10.57 - $13.30
Q3 2018	249,987	$3,290	$13.34	$12.56 - $13.70
Q2 2018	249,145	$3,152	$12.37	$11.95 - $13.03
Q1 2018	232,797	$2,817	$12.54	$11.55 - $13.38
Q4 2017	236,747	$3,106	$13.07	$12.29 - $13.97
Q3 2017	293,681	$3,789	$12.83	$11.64 - $13.54
Q2 2017	325,155	$4,305	$13.89	$12.29 - $15.68
Q1 2017	277,589	$4,200	$14.66	$14.01 - $15.50
Q4 2016	292,872	$4,132	$13.61	$12.50 - $14.34
Q3 2016	894,224	$12,126	$13.33	$12.33 - $14.00
Q2 2016	947,565	$11,769	$12.15	$11.55 - $12.47
Q1 2016	971,612	$11,669	$11.11	$9.92 - $12.42
Q4 2015	1,186,434	$14,463	$11.25	$10.08 - $12.64
Q3 2015	1,052,669	$10,642	$11.34	$9.88 - $12.26
Q2 2015	1,515,289	$17,501	$12.99	$11.40 - $14.22
Q1 2015	1,239,342	$16,706	$14.66	$13.26 - $15.71
Q4 2014	1,117,909	$16,635	$15.09	$13.14 - $16.20
Q3 2014	981,698	$14,195	$15.83	$14.35 - $16.99
Q2 2014	959,652	$15,508	$14.64	$12.95 - $16.31
Q1 2014	873,266	$12,288	$15.67	$14.05 - $16.63
Q4 2013	899,330	$14,748	$16.14	$14.78 - $17.25
Q3 2013	897,649	$13,689	$14.50	$13.60 - $15.64
Q2 2013	818,346	$11,407	$13.02	$11.57 - $14.25