HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

TUDOR INVESTMENT CORP ET AL's Holding History (CIK: 0000923093)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 15,663 Value ($000) $295 Avg Close $18.04 Range $16.63 - $19.13

Q2 2025

Shares 128,987 Value ($000) $2,358 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 79,723 Value ($000) $1,531 Avg Close $20.19 Range $17.93 - $22.04

Q1 2024

Shares 148,907 Value ($000) $2,747 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 132,604 Value ($000) $2,211 Avg Close $15.82 Range $15.02 - $17.09

Q2 2022

Shares 36,961 Value ($000) $499 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 22,676 Value ($000) $410 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 179,105 Value ($000) $2,971 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 167,200 Value ($000) $2,777 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 83,677 Value ($000) $1,428 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 142,049 Value ($000) $2,277 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 124,334 Value ($000) $1,793 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 27,304 Value ($000) $316 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 106,596 Value ($000) $1,116 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 33,820 Value ($000) $258 Avg Close $13.06 Range $5.42 - $16.40

Q2 2019

Shares 29,987 Value ($000) $384 Avg Close $12.97 Range $12.54 - $13.85

Q2 2018

Shares 35,343 Value ($000) $447 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 17,910 Value ($000) $217 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 31,692 Value ($000) $416 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 31,692 Value ($000) $409 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 31,692 Value ($000) $420 Avg Close $13.89 Range $12.29 - $15.68

Q4 2016

Shares 16,955 Value ($000) $239 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 27,010 Value ($000) $366 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 36,978 Value ($000) $459 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 37,878 Value ($000) $455 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 34,867 Value ($000) $425 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 37,916 Value ($000) $383 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 24,045 Value ($000) $278 Avg Close $12.99 Range $11.40 - $14.22

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	15,663	$295	$18.04	$16.63 - $19.13
Q2 2025	128,987	$2,358	$17.71	$15.65 - $19.37
Q1 2025	79,723	$1,531	$20.19	$17.93 - $22.04
Q1 2024	148,907	$2,747	$17.75	$16.51 - $18.88
Q4 2023	132,604	$2,211	$15.82	$15.02 - $17.09
Q2 2022	36,961	$499	$15.62	$12.62 - $19.09
Q1 2022	22,676	$410	$17.56	$16.11 - $18.39
Q4 2021	179,105	$2,971	$16.95	$15.91 - $18.20
Q3 2021	167,200	$2,777	$17.00	$16.35 - $17.75
Q2 2021	83,677	$1,428	$17.11	$15.96 - $17.72
Q1 2021	142,049	$2,277	$15.51	$14.01 - $16.64
Q4 2020	124,334	$1,793	$12.73	$10.83 - $14.51
Q3 2020	27,304	$316	$11.12	$9.87 - $12.09
Q2 2020	106,596	$1,116	$10.15	$6.31 - $11.98
Q1 2020	33,820	$258	$13.06	$5.42 - $16.40
Q2 2019	29,987	$384	$12.97	$12.54 - $13.85
Q2 2018	35,343	$447	$12.37	$11.95 - $13.03
Q1 2018	17,910	$217	$12.54	$11.55 - $13.38
Q4 2017	31,692	$416	$13.07	$12.29 - $13.97
Q3 2017	31,692	$409	$12.83	$11.64 - $13.54
Q2 2017	31,692	$420	$13.89	$12.29 - $15.68
Q4 2016	16,955	$239	$13.61	$12.50 - $14.34
Q3 2016	27,010	$366	$13.33	$12.33 - $14.00
Q2 2016	36,978	$459	$12.15	$11.55 - $12.47
Q1 2016	37,878	$455	$11.11	$9.92 - $12.42
Q4 2015	34,867	$425	$11.25	$10.08 - $12.64
Q3 2015	37,916	$383	$11.34	$9.88 - $12.26
Q2 2015	24,045	$278	$12.99	$11.40 - $14.22