HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

NATIONAL BANK OF CANADA /FI/'s Holding History (CIK: 0000926171)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024

Shares 300 Value ($000) $6 Avg Close $17.75 Range $16.51 - $18.88

Q4 2022

Shares 61,600 Value ($000) $814 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 600 Value ($000) $7 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 600 Value ($000) $8 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 600 Value ($000) $11 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 600 Value ($000) $10 Avg Close $16.95 Range $15.91 - $18.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2024	300	$6	$17.75	$16.51 - $18.88
Q4 2022	61,600	$814	$13.59	$11.16 - $15.22
Q3 2022	600	$7	$14.27	$11.41 - $16.23
Q2 2022	600	$8	$15.62	$12.62 - $19.09
Q1 2022	600	$11	$17.56	$16.11 - $18.39
Q4 2021	600	$10	$16.95	$15.91 - $18.20