HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

UMB Bank, n.a.'s Holding History (CIK: 0000933429)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 1,764 Value ($000) $24 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 1,764 Value ($000) $32 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 1,764 Value ($000) $29 Avg Close $16.95 Range $15.91 - $18.20

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	1,764	$24	$15.62	$12.62 - $19.09
Q1 2022	1,764	$32	$17.56	$16.11 - $18.39
Q4 2021	1,764	$29	$16.95	$15.91 - $18.20