HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

DRIEHAUS CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000938206)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 25,777 Value ($000) $197 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 41,500 Value ($000) $582 Avg Close $13.90 Range $12.81 - $14.53

Q2 2019

Shares 69,053 Value ($000) $885 Avg Close $12.97 Range $12.54 - $13.85

Q2 2014

Shares 497,016 Value ($000) $8,032 Avg Close $14.64 Range $12.95 - $16.31

Q4 2013

Shares 337,439 Value ($000) $5,534 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 397,885 Value ($000) $6,068 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 106,881 Value ($000) $1,490 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	25,777	$197	$13.06	$5.42 - $16.40
Q4 2019	41,500	$582	$13.90	$12.81 - $14.53
Q2 2019	69,053	$885	$12.97	$12.54 - $13.85
Q2 2014	497,016	$8,032	$14.64	$12.95 - $16.31
Q4 2013	337,439	$5,534	$16.14	$14.78 - $17.25
Q3 2013	397,885	$6,068	$14.50	$13.60 - $15.64
Q2 2013	106,881	$1,490	$13.02	$11.57 - $14.25