HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 141,281 Value ($000) $2,659 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 140,746 Value ($000) $2,662 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 3,249 Value ($000) $59 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 3,166 Value ($000) $61 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 3,096 Value ($000) $62 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 3,022 Value ($000) $59 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 2,944 Value ($000) $60 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 2,874 Value ($000) $53 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 2,800 Value ($000) $47 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 2,719 Value ($000) $45 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 2,643 Value ($000) $39 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 2,552 Value ($000) $33 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 83,224 Value ($000) $1,100 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 80,294 Value ($000) $930 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 77,726 Value ($000) $1,049 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 75,326 Value ($000) $1,361 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 73,258 Value ($000) $1,215 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 71,606 Value ($000) $1,189 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 79,460 Value ($000) $1,355 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 75,193 Value ($000) $1,206 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 93,604 Value ($000) $1,350 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 71,687 Value ($000) $829 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 72,004 Value ($000) $754 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 749,955 Value ($000) $5,730 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 64,018 Value ($000) $896 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 217,382 Value ($000) $2,905 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 227,459 Value ($000) $2,915 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 191,314 Value ($000) $2,420 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 183,394 Value ($000) $2,024 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 253,457 Value ($000) $3,334 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 212,449 Value ($000) $2,686 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 195,507 Value ($000) $2,365 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 222,379 Value ($000) $2,916 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 157,335 Value ($000) $2,029 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 228,447 Value ($000) $3,023 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 209,156 Value ($000) $3,163 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 195,669 Value ($000) $2,760 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 160,800 Value ($000) $2,180 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 160,219 Value ($000) $1,989 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 137,067 Value ($000) $1,645 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 197,834 Value ($000) $2,409 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 233,882 Value ($000) $2,362 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 216,554 Value ($000) $2,499 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 158,529 Value ($000) $2,134 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 144,790 Value ($000) $2,153 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 189,834 Value ($000) $2,743 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 511,548 Value ($000) $8,265 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 258,225 Value ($000) $3,632 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 245,922 Value ($000) $4,031 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 350,762 Value ($000) $5,348 Avg Close $14.50 Range $13.60 - $15.64

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	141,281	$2,659	$18.04	$16.63 - $19.13
Q3 2025	140,746	$2,662	$19.17	$18.23 - $19.67
Q2 2025	3,249	$59	$17.71	$15.65 - $19.37
Q1 2025	3,166	$61	$20.19	$17.93 - $22.04
Q4 2024	3,096	$62	$19.51	$18.51 - $20.42
Q3 2024	3,022	$59	$19.70	$16.95 - $21.78
Q2 2024	2,944	$60	$19.24	$17.84 - $20.57
Q1 2024	2,874	$53	$17.75	$16.51 - $18.88
Q4 2023	2,800	$47	$15.82	$15.02 - $17.09
Q3 2023	2,719	$45	$16.37	$14.62 - $18.05
Q2 2023	2,643	$39	$13.71	$12.06 - $15.23
Q1 2023	2,552	$33	$13.98	$10.94 - $16.28
Q4 2022	83,224	$1,100	$13.59	$11.16 - $15.22
Q3 2022	80,294	$930	$14.27	$11.41 - $16.23
Q2 2022	77,726	$1,049	$15.62	$12.62 - $19.09
Q1 2022	75,326	$1,361	$17.56	$16.11 - $18.39
Q4 2021	73,258	$1,215	$16.95	$15.91 - $18.20
Q3 2021	71,606	$1,189	$17.00	$16.35 - $17.75
Q2 2021	79,460	$1,355	$17.11	$15.96 - $17.72
Q1 2021	75,193	$1,206	$15.51	$14.01 - $16.64
Q4 2020	93,604	$1,350	$12.73	$10.83 - $14.51
Q3 2020	71,687	$829	$11.12	$9.87 - $12.09
Q2 2020	72,004	$754	$10.15	$6.31 - $11.98
Q1 2020	749,955	$5,730	$13.06	$5.42 - $16.40
Q4 2019	64,018	$896	$13.90	$12.81 - $14.53
Q3 2019	217,382	$2,905	$13.05	$12.60 - $13.53
Q2 2019	227,459	$2,915	$12.97	$12.54 - $13.85
Q1 2019	191,314	$2,420	$12.74	$10.95 - $14.17
Q4 2018	183,394	$2,024	$12.20	$10.57 - $13.30
Q3 2018	253,457	$3,334	$13.34	$12.56 - $13.70
Q2 2018	212,449	$2,686	$12.37	$11.95 - $13.03
Q1 2018	195,507	$2,365	$12.54	$11.55 - $13.38
Q4 2017	222,379	$2,916	$13.07	$12.29 - $13.97
Q3 2017	157,335	$2,029	$12.83	$11.64 - $13.54
Q2 2017	228,447	$3,023	$13.89	$12.29 - $15.68
Q1 2017	209,156	$3,163	$14.66	$14.01 - $15.50
Q4 2016	195,669	$2,760	$13.61	$12.50 - $14.34
Q3 2016	160,800	$2,180	$13.33	$12.33 - $14.00
Q2 2016	160,219	$1,989	$12.15	$11.55 - $12.47
Q1 2016	137,067	$1,645	$11.11	$9.92 - $12.42
Q4 2015	197,834	$2,409	$11.25	$10.08 - $12.64
Q3 2015	233,882	$2,362	$11.34	$9.88 - $12.26
Q2 2015	216,554	$2,499	$12.99	$11.40 - $14.22
Q1 2015	158,529	$2,134	$14.66	$13.26 - $15.71
Q4 2014	144,790	$2,153	$15.09	$13.14 - $16.20
Q3 2014	189,834	$2,743	$15.83	$14.35 - $16.99
Q2 2014	511,548	$8,265	$14.64	$12.95 - $16.31
Q1 2014	258,225	$3,632	$15.67	$14.05 - $16.63
Q4 2013	245,922	$4,031	$16.14	$14.78 - $17.25
Q3 2013	350,762	$5,348	$14.50	$13.60 - $15.64