HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

HBK INVESTMENTS L P's Holding History (CIK: 0001011443)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 162,161 Value ($000) $1,792 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 125,600 Value ($000) $1,653 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 106,500 Value ($000) $1,347 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 77,400 Value ($000) $937 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 80,100 Value ($000) $1,051 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 55,710 Value ($000) $719 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 19,500 Value ($000) $258 Avg Close $13.89 Range $12.29 - $15.68

Q4 2016

Shares 16,410 Value ($000) $232 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 25,000 Value ($000) $339 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 11,638 Value ($000) $145 Avg Close $12.15 Range $11.55 - $12.47

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	162,161	$1,792	$12.20	$10.57 - $13.30
Q3 2018	125,600	$1,653	$13.34	$12.56 - $13.70
Q2 2018	106,500	$1,347	$12.37	$11.95 - $13.03
Q1 2018	77,400	$937	$12.54	$11.55 - $13.38
Q4 2017	80,100	$1,051	$13.07	$12.29 - $13.97
Q3 2017	55,710	$719	$12.83	$11.64 - $13.54
Q2 2017	19,500	$258	$13.89	$12.29 - $15.68
Q4 2016	16,410	$232	$13.61	$12.50 - $14.34
Q3 2016	25,000	$339	$13.33	$12.33 - $14.00
Q2 2016	11,638	$145	$12.15	$11.55 - $12.47