HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 1,300 Value ($000) $20 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 1,300 Value ($000) $18 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 1,300 Value ($000) $18 Avg Close $13.33 Range $12.33 - $14.00

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	1,300	$20	$14.66	$14.01 - $15.50
Q4 2016	1,300	$18	$13.61	$12.50 - $14.34
Q3 2016	1,300	$18	$13.33	$12.33 - $14.00