HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Smithfield Trust Co's Holding History (CIK: 0001019754)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 4,895 Value ($000) $69 Avg Close $13.90 Range $12.81 - $14.53
Q3 2019
Shares 4,895 Value ($000) $65 Avg Close $13.05 Range $12.60 - $13.53
Q2 2019
Shares 4,895 Value ($000) $63 Avg Close $12.97 Range $12.54 - $13.85
Q1 2019
Shares 6,934 Value ($000) $88 Avg Close $12.74 Range $10.95 - $14.17
Q3 2018
Shares 7,054 Value ($000) $93 Avg Close $13.34 Range $12.56 - $13.70
Q2 2018
Shares 7,054 Value ($000) $89 Avg Close $12.37 Range $11.95 - $13.03
Q3 2015
Shares 429 Value ($000) $4 Avg Close $11.34 Range $9.88 - $12.26
Q2 2015
Shares 429 Value ($000) $5 Avg Close $12.99 Range $11.40 - $14.22
Q1 2015
Shares 429 Value ($000) $6 Avg Close $14.66 Range $13.26 - $15.71
Q4 2014
Shares 429 Value ($000) $6 Avg Close $15.09 Range $13.14 - $16.20
Q3 2014
Shares 429 Value ($000) $6 Avg Close $15.83 Range $14.35 - $16.99
Q2 2014
Shares 429 Value ($000) $7 Avg Close $14.64 Range $12.95 - $16.31
Q1 2014
Shares 429 Value ($000) $6 Avg Close $15.67 Range $14.05 - $16.63
Q4 2013
Shares 429 Value ($000) $7 Avg Close $16.14 Range $14.78 - $17.25