HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

ENTERPRISE FINANCIAL SERVICES CORP's Holding History (CIK: 0001025835)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 600 Value ($000) $8 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 600 Value ($000) $7 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 600 Value ($000) $7 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 600 Value ($000) $8 Avg Close $12.74 Range $10.95 - $14.17

Q1 2015

Shares 281 Value ($000) $4 Avg Close $14.66 Range $13.26 - $15.71

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	600	$8	$13.90	$12.81 - $14.53
Q3 2019	600	$7	$13.05	$12.60 - $13.53
Q2 2019	600	$7	$12.97	$12.54 - $13.85
Q1 2019	600	$8	$12.74	$10.95 - $14.17
Q1 2015	281	$4	$14.66	$13.26 - $15.71