HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

LSV ASSET MANAGEMENT's Holding History (CIK: 0001050470)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 120,895 Value ($000) $2 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 120,895 Value ($000) $2 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 120,895 Value ($000) $2 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 120,895 Value ($000) $2 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 123,395 Value ($000) $1,429 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 124,895 Value ($000) $1,685 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 128,295 Value ($000) $2,318 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 230,869 Value ($000) $3,830 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 283,310 Value ($000) $4,705 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 313,770 Value ($000) $5,352 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 313,770 Value ($000) $5,029 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 316,470 Value ($000) $4,563 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 326,770 Value ($000) $3,780 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 351,760 Value ($000) $3,682 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 364,560 Value ($000) $2,785 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 364,560 Value ($000) $5,111 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 370,860 Value ($000) $4,958 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 385,160 Value ($000) $4,937 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 390,085 Value ($000) $4,938 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 436,285 Value ($000) $4,820 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 441,885 Value ($000) $5,815 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 447,885 Value ($000) $5,665 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 454,385 Value ($000) $5,498 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 465,885 Value ($000) $6,112 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 468,185 Value ($000) $6,039 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 1,045,191 Value ($000) $13,838 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 1,129,565 Value ($000) $17,090 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 984,276 Value ($000) $13,888 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 897,176 Value ($000) $12,165 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 908,176 Value ($000) $11,279 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 938,376 Value ($000) $11,269 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 946,876 Value ($000) $11,542 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 946,824 Value ($000) $9,572 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 973,883 Value ($000) $11,248 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 1,029,588 Value ($000) $13,878 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 1,055,488 Value ($000) $15,705 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 1,044,588 Value ($000) $15,104 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 907,844 Value ($000) $14,670 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 434,544 Value ($000) $6,114 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 438,844 Value ($000) $7,197 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 439,796 Value ($000) $6,706 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 155,918 Value ($000) $2,173 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	120,895	$2	$16.37	$14.62 - $18.05
Q2 2023	120,895	$2	$13.71	$12.06 - $15.23
Q1 2023	120,895	$2	$13.98	$10.94 - $16.28
Q4 2022	120,895	$2	$13.59	$11.16 - $15.22
Q3 2022	123,395	$1,429	$14.27	$11.41 - $16.23
Q2 2022	124,895	$1,685	$15.62	$12.62 - $19.09
Q1 2022	128,295	$2,318	$17.56	$16.11 - $18.39
Q4 2021	230,869	$3,830	$16.95	$15.91 - $18.20
Q3 2021	283,310	$4,705	$17.00	$16.35 - $17.75
Q2 2021	313,770	$5,352	$17.11	$15.96 - $17.72
Q1 2021	313,770	$5,029	$15.51	$14.01 - $16.64
Q4 2020	316,470	$4,563	$12.73	$10.83 - $14.51
Q3 2020	326,770	$3,780	$11.12	$9.87 - $12.09
Q2 2020	351,760	$3,682	$10.15	$6.31 - $11.98
Q1 2020	364,560	$2,785	$13.06	$5.42 - $16.40
Q4 2019	364,560	$5,111	$13.90	$12.81 - $14.53
Q3 2019	370,860	$4,958	$13.05	$12.60 - $13.53
Q2 2019	385,160	$4,937	$12.97	$12.54 - $13.85
Q1 2019	390,085	$4,938	$12.74	$10.95 - $14.17
Q4 2018	436,285	$4,820	$12.20	$10.57 - $13.30
Q3 2018	441,885	$5,815	$13.34	$12.56 - $13.70
Q2 2018	447,885	$5,665	$12.37	$11.95 - $13.03
Q1 2018	454,385	$5,498	$12.54	$11.55 - $13.38
Q4 2017	465,885	$6,112	$13.07	$12.29 - $13.97
Q3 2017	468,185	$6,039	$12.83	$11.64 - $13.54
Q2 2017	1,045,191	$13,838	$13.89	$12.29 - $15.68
Q1 2017	1,129,565	$17,090	$14.66	$14.01 - $15.50
Q4 2016	984,276	$13,888	$13.61	$12.50 - $14.34
Q3 2016	897,176	$12,165	$13.33	$12.33 - $14.00
Q2 2016	908,176	$11,279	$12.15	$11.55 - $12.47
Q1 2016	938,376	$11,269	$11.11	$9.92 - $12.42
Q4 2015	946,876	$11,542	$11.25	$10.08 - $12.64
Q3 2015	946,824	$9,572	$11.34	$9.88 - $12.26
Q2 2015	973,883	$11,248	$12.99	$11.40 - $14.22
Q1 2015	1,029,588	$13,878	$14.66	$13.26 - $15.71
Q4 2014	1,055,488	$15,705	$15.09	$13.14 - $16.20
Q3 2014	1,044,588	$15,104	$15.83	$14.35 - $16.99
Q2 2014	907,844	$14,670	$14.64	$12.95 - $16.31
Q1 2014	434,544	$6,114	$15.67	$14.05 - $16.63
Q4 2013	438,844	$7,197	$16.14	$14.78 - $17.25
Q3 2013	439,796	$6,706	$14.50	$13.60 - $15.64
Q2 2013	155,918	$2,173	$13.02	$11.57 - $14.25