HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Voya Investment Management LLC's Holding History (CIK: 0001068837)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014

Shares 38,255 Value ($000) $538 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 38,255 Value ($000) $627 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 38,255 Value ($000) $583 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 38,255 Value ($000) $533 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2014	38,255	$538	$15.67	$14.05 - $16.63
Q4 2013	38,255	$627	$16.14	$14.78 - $17.25
Q3 2013	38,255	$583	$14.50	$13.60 - $15.64
Q2 2013	38,255	$533	$13.02	$11.57 - $14.25