HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 309,211 Value ($000) $5,819 Avg Close $18.04 Range $16.63 - $19.13

Q3 2025

Shares 300,139 Value ($000) $5,676 Avg Close $19.17 Range $18.23 - $19.67

Q2 2025

Shares 295,514 Value ($000) $5,402 Avg Close $17.71 Range $15.65 - $19.37

Q1 2025

Shares 285,929 Value ($000) $5,493 Avg Close $20.19 Range $17.93 - $22.04

Q4 2024

Shares 289,183 Value ($000) $5,810 Avg Close $19.51 Range $18.51 - $20.42

Q3 2024

Shares 283,850 Value ($000) $5,575 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 265,027 Value ($000) $5,420 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 248,115 Value ($000) $4,578 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 221,994 Value ($000) $3,701 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 203,521 Value ($000) $3,342 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 184,794 Value ($000) $2,735 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 177,286 Value ($000) $2,285 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 166,964 Value ($000) $2,207 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 155,278 Value ($000) $1,798 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 144,322 Value ($000) $1,947 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 120,768 Value ($000) $2,182 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 110,816 Value ($000) $1,838 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 82,616 Value ($000) $1,372 Avg Close $17.00 Range $16.35 - $17.75

Q2 2017

Shares 11,155 Value ($000) $147 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 11,168 Value ($000) $168 Avg Close $14.66 Range $14.01 - $15.50

Q1 2014

Shares 2,510 Value ($000) $35 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 2,510 Value ($000) $41 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	309,211	$5,819	$18.04	$16.63 - $19.13
Q3 2025	300,139	$5,676	$19.17	$18.23 - $19.67
Q2 2025	295,514	$5,402	$17.71	$15.65 - $19.37
Q1 2025	285,929	$5,493	$20.19	$17.93 - $22.04
Q4 2024	289,183	$5,810	$19.51	$18.51 - $20.42
Q3 2024	283,850	$5,575	$19.70	$16.95 - $21.78
Q2 2024	265,027	$5,420	$19.24	$17.84 - $20.57
Q1 2024	248,115	$4,578	$17.75	$16.51 - $18.88
Q4 2023	221,994	$3,701	$15.82	$15.02 - $17.09
Q3 2023	203,521	$3,342	$16.37	$14.62 - $18.05
Q2 2023	184,794	$2,735	$13.71	$12.06 - $15.23
Q1 2023	177,286	$2,285	$13.98	$10.94 - $16.28
Q4 2022	166,964	$2,207	$13.59	$11.16 - $15.22
Q3 2022	155,278	$1,798	$14.27	$11.41 - $16.23
Q2 2022	144,322	$1,947	$15.62	$12.62 - $19.09
Q1 2022	120,768	$2,182	$17.56	$16.11 - $18.39
Q4 2021	110,816	$1,838	$16.95	$15.91 - $18.20
Q3 2021	82,616	$1,372	$17.00	$16.35 - $17.75
Q2 2017	11,155	$147	$13.89	$12.29 - $15.68
Q1 2017	11,168	$168	$14.66	$14.01 - $15.50
Q1 2014	2,510	$35	$15.67	$14.05 - $16.63
Q4 2013	2,510	$41	$16.14	$14.78 - $17.25