HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

FULLER & THALER ASSET MANAGEMENT, INC.'s Holding History (CIK: 0001082327)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 134,675 Value ($000) $2,209 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 138,075 Value ($000) $2,106 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 140,175 Value ($000) $1,954 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	134,675	$2,209	$16.14	$14.78 - $17.25
Q3 2013	138,075	$2,106	$14.50	$13.60 - $15.64
Q2 2013	140,175	$1,954	$13.02	$11.57 - $14.25