HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 16,944 Value ($000) $177 Avg Close $10.15 Range $6.31 - $11.98

Q2 2014

Shares 265,074 Value ($000) $4,284 Avg Close $14.64 Range $12.95 - $16.31

Q4 2013

Shares 15,250 Value ($000) $250 Avg Close $16.14 Range $14.78 - $17.25

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	16,944	$177	$10.15	$6.31 - $11.98
Q2 2014	265,074	$4,284	$14.64	$12.95 - $16.31
Q4 2013	15,250	$250	$16.14	$14.78 - $17.25