HERCULES CAPITAL INC

Ticker: HTGC CUSIP: 427096508 Class: COM

ALLIANCEBERNSTEIN L.P.'s Holding History (CIK: 0001109448)

Note: Option positions (PUT/CALL) are excluded.

Q3 2024

Shares 23,163 Value ($000) $455 Avg Close $19.70 Range $16.95 - $21.78

Q2 2024

Shares 109,163 Value ($000) $2,232 Avg Close $19.24 Range $17.84 - $20.57

Q1 2024

Shares 140,163 Value ($000) $2,586 Avg Close $17.75 Range $16.51 - $18.88

Q4 2023

Shares 211,404 Value ($000) $3,524 Avg Close $15.82 Range $15.02 - $17.09

Q3 2023

Shares 211,404 Value ($000) $3,471 Avg Close $16.37 Range $14.62 - $18.05

Q2 2023

Shares 214,317 Value ($000) $3,172 Avg Close $13.71 Range $12.06 - $15.23

Q1 2023

Shares 279,404 Value ($000) $3,602 Avg Close $13.98 Range $10.94 - $16.28

Q4 2022

Shares 273,404 Value ($000) $3,614 Avg Close $13.59 Range $11.16 - $15.22

Q3 2022

Shares 273,404 Value ($000) $3,166 Avg Close $14.27 Range $11.41 - $16.23

Q2 2022

Shares 294,915 Value ($000) $3,978 Avg Close $15.62 Range $12.62 - $19.09

Q1 2022

Shares 268,404 Value ($000) $4,850 Avg Close $17.56 Range $16.11 - $18.39

Q4 2021

Shares 268,404 Value ($000) $4,453 Avg Close $16.95 Range $15.91 - $18.20

Q3 2021

Shares 268,404 Value ($000) $4,458 Avg Close $17.00 Range $16.35 - $17.75

Q2 2021

Shares 268,404 Value ($000) $4,579 Avg Close $17.11 Range $15.96 - $17.72

Q1 2021

Shares 312,735 Value ($000) $5,013 Avg Close $15.51 Range $14.01 - $16.64

Q4 2020

Shares 268,404 Value ($000) $3,870 Avg Close $12.73 Range $10.83 - $14.51

Q3 2020

Shares 264,404 Value ($000) $3,059 Avg Close $11.12 Range $9.87 - $12.09

Q2 2020

Shares 258,404 Value ($000) $2,705 Avg Close $10.15 Range $6.31 - $11.98

Q1 2020

Shares 252,404 Value ($000) $1,928 Avg Close $13.06 Range $5.42 - $16.40

Q4 2019

Shares 247,107 Value ($000) $3,464 Avg Close $13.90 Range $12.81 - $14.53

Q3 2019

Shares 247,107 Value ($000) $3,304 Avg Close $13.05 Range $12.60 - $13.53

Q2 2019

Shares 247,107 Value ($000) $3,168 Avg Close $12.97 Range $12.54 - $13.85

Q1 2019

Shares 249,620 Value ($000) $3,160 Avg Close $12.74 Range $10.95 - $14.17

Q4 2018

Shares 376,780 Value ($000) $4,163 Avg Close $12.20 Range $10.57 - $13.30

Q3 2018

Shares 581,239 Value ($000) $7,649 Avg Close $13.34 Range $12.56 - $13.70

Q2 2018

Shares 771,436 Value ($000) $9,759 Avg Close $12.37 Range $11.95 - $13.03

Q1 2018

Shares 826,956 Value ($000) $10,006 Avg Close $12.54 Range $11.55 - $13.38

Q4 2017

Shares 757,786 Value ($000) $9,942 Avg Close $13.07 Range $12.29 - $13.97

Q3 2017

Shares 703,485 Value ($000) $9,075 Avg Close $12.83 Range $11.64 - $13.54

Q2 2017

Shares 976,227 Value ($000) $12,925 Avg Close $13.89 Range $12.29 - $15.68

Q1 2017

Shares 1,021,821 Value ($000) $15,460 Avg Close $14.66 Range $14.01 - $15.50

Q4 2016

Shares 1,163,121 Value ($000) $16,412 Avg Close $13.61 Range $12.50 - $14.34

Q3 2016

Shares 1,219,761 Value ($000) $16,540 Avg Close $13.33 Range $12.33 - $14.00

Q2 2016

Shares 1,348,206 Value ($000) $16,745 Avg Close $12.15 Range $11.55 - $12.47

Q1 2016

Shares 1,474,346 Value ($000) $17,707 Avg Close $11.11 Range $9.92 - $12.42

Q4 2015

Shares 1,472,186 Value ($000) $17,946 Avg Close $11.25 Range $10.08 - $12.64

Q3 2015

Shares 1,439,318 Value ($000) $14,552 Avg Close $11.34 Range $9.88 - $12.26

Q2 2015

Shares 1,042,394 Value ($000) $12,040 Avg Close $12.99 Range $11.40 - $14.22

Q1 2015

Shares 566,144 Value ($000) $7,632 Avg Close $14.66 Range $13.26 - $15.71

Q4 2014

Shares 556,514 Value ($000) $8,281 Avg Close $15.09 Range $13.14 - $16.20

Q3 2014

Shares 593,854 Value ($000) $8,587 Avg Close $15.83 Range $14.35 - $16.99

Q2 2014

Shares 612,617 Value ($000) $9,900 Avg Close $14.64 Range $12.95 - $16.31

Q1 2014

Shares 93,901 Value ($000) $1,321 Avg Close $15.67 Range $14.05 - $16.63

Q4 2013

Shares 93,130 Value ($000) $1,527 Avg Close $16.14 Range $14.78 - $17.25

Q3 2013

Shares 96,430 Value ($000) $1,471 Avg Close $14.50 Range $13.60 - $15.64

Q2 2013

Shares 98,629 Value ($000) $1,375 Avg Close $13.02 Range $11.57 - $14.25

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2024	23,163	$455	$19.70	$16.95 - $21.78
Q2 2024	109,163	$2,232	$19.24	$17.84 - $20.57
Q1 2024	140,163	$2,586	$17.75	$16.51 - $18.88
Q4 2023	211,404	$3,524	$15.82	$15.02 - $17.09
Q3 2023	211,404	$3,471	$16.37	$14.62 - $18.05
Q2 2023	214,317	$3,172	$13.71	$12.06 - $15.23
Q1 2023	279,404	$3,602	$13.98	$10.94 - $16.28
Q4 2022	273,404	$3,614	$13.59	$11.16 - $15.22
Q3 2022	273,404	$3,166	$14.27	$11.41 - $16.23
Q2 2022	294,915	$3,978	$15.62	$12.62 - $19.09
Q1 2022	268,404	$4,850	$17.56	$16.11 - $18.39
Q4 2021	268,404	$4,453	$16.95	$15.91 - $18.20
Q3 2021	268,404	$4,458	$17.00	$16.35 - $17.75
Q2 2021	268,404	$4,579	$17.11	$15.96 - $17.72
Q1 2021	312,735	$5,013	$15.51	$14.01 - $16.64
Q4 2020	268,404	$3,870	$12.73	$10.83 - $14.51
Q3 2020	264,404	$3,059	$11.12	$9.87 - $12.09
Q2 2020	258,404	$2,705	$10.15	$6.31 - $11.98
Q1 2020	252,404	$1,928	$13.06	$5.42 - $16.40
Q4 2019	247,107	$3,464	$13.90	$12.81 - $14.53
Q3 2019	247,107	$3,304	$13.05	$12.60 - $13.53
Q2 2019	247,107	$3,168	$12.97	$12.54 - $13.85
Q1 2019	249,620	$3,160	$12.74	$10.95 - $14.17
Q4 2018	376,780	$4,163	$12.20	$10.57 - $13.30
Q3 2018	581,239	$7,649	$13.34	$12.56 - $13.70
Q2 2018	771,436	$9,759	$12.37	$11.95 - $13.03
Q1 2018	826,956	$10,006	$12.54	$11.55 - $13.38
Q4 2017	757,786	$9,942	$13.07	$12.29 - $13.97
Q3 2017	703,485	$9,075	$12.83	$11.64 - $13.54
Q2 2017	976,227	$12,925	$13.89	$12.29 - $15.68
Q1 2017	1,021,821	$15,460	$14.66	$14.01 - $15.50
Q4 2016	1,163,121	$16,412	$13.61	$12.50 - $14.34
Q3 2016	1,219,761	$16,540	$13.33	$12.33 - $14.00
Q2 2016	1,348,206	$16,745	$12.15	$11.55 - $12.47
Q1 2016	1,474,346	$17,707	$11.11	$9.92 - $12.42
Q4 2015	1,472,186	$17,946	$11.25	$10.08 - $12.64
Q3 2015	1,439,318	$14,552	$11.34	$9.88 - $12.26
Q2 2015	1,042,394	$12,040	$12.99	$11.40 - $14.22
Q1 2015	566,144	$7,632	$14.66	$13.26 - $15.71
Q4 2014	556,514	$8,281	$15.09	$13.14 - $16.20
Q3 2014	593,854	$8,587	$15.83	$14.35 - $16.99
Q2 2014	612,617	$9,900	$14.64	$12.95 - $16.31
Q1 2014	93,901	$1,321	$15.67	$14.05 - $16.63
Q4 2013	93,130	$1,527	$16.14	$14.78 - $17.25
Q3 2013	96,430	$1,471	$14.50	$13.60 - $15.64
Q2 2013	98,629	$1,375	$13.02	$11.57 - $14.25